Introduction

This program is aimed at those handling long- and short-term securities trade, including initiation, delivery, compliance, and reporting.

Keywords

Trade life cycle, securities trade processing, securities administration, securities trading organization, trade operations, trade IT systems

What You Learn

1

Sequence of events in a securities trade from initiation to delivery.

2

How different parts of a securities trading organization interact in a trade’s life cycle.

3

Understanding the role of different market participants, such as traders, brokers, clearinghouses, and custodians, in the trade life cycle.

4

Developing trade processing and settlement skills, including trade capture, confirmation, and settlement.

5

Knowing trade-related risks, such as market, credit, operational, and legal risks.

6

Managing and mitigating trade-related risks.

7

Steps to take in case trade settlement fails.

8

Key terms used in securities trading, processing, and administration.

What You Get

Videos

Videos

Articles

Articles

Digital Badges

Digital Badges

Quizzes

Quizzes

Handouts

Handouts

One-to-one mentorship

One-to-one mentorship

This Is For You If

You have a role in carrying out long- and short-term trades for your organization.

How You Benefit

Master cyclical aspects of securities trading.

Be better placed to decide between short- and long-term trades.

Understand and overcome obstacles in securities delivery.

Master various IT applications in securities trade flow.

Related Programs

1

Trade Lifecycle - A simulation

2

After Trade Life Cycle

3

Errors & Risk in Trade Life Cycle 

What You Shouldn’t Miss

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This program will help you understand portfolio theory and what it takes to be a wealth manager.
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This program will give you the fundamentals for navigating the swiftly changing world of global financial markets.
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The Silver Brook Advantage

End-to-End Program Management

Every program is managed end to end by the SB team through reminders, attendance, assignments, mentorships, and tests.

Going the Extra Mile

Each program is designed and delivered with a focus on maximizing learning outcomes and achieving the terminal objectives.

The Personal Touch

Our programs are tailor-made to our partner organizations and their individual learners.

Integration across Disciplines

Programs across Life Skills, Leadership, Business, and Technology for all industry sectors.

Why Learn from

Silver Brook

19,000+

programs conducted in just 17 years.

80%

of our clients are Fortune 500 companies.

94

out of 100 learners recommend our programs to others (NPS score).

450,000+

professionals have leveled up their skills and mindsets.

40%

of our programs are mandatory for some clients’ employees.

80%

of clients repeat our programs.

800

years of collective experience in planning and upskilling.

50+

Facilitators come from top management and leadership roles.

12

countries and growing…

Get it

Customized

Call us to talk to one of our learning advisors about your upskilling requirements or use the form below to send us a message.